distribution channels is increase that for cover more the customers. Please be informed. Yours Sincerely, Panya Bunyapiwat Chairman

Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be

SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the

proposal also cover trust related transactions.Meanwhile, minimum capital requirement, reporting requirement and guidelines for the asset management companies being unable to maintain adequate capital are

companies licensed to undertake the said businesses.  In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing

1. Disclose the information about the yield and the method by which the price has been determined. 2. If the offering price has not already determined, indicate how the price will be disclosed to the

June 2020. This opinion is strictly limited to the integration of three environmental factors in the SLBs. This opinion does not cover the integration of broader sustainability factors (i.e. social and

. provision regarding the release or substitution of assets securing the issue. C. Guarantees Provide information about the guarantors and the main features and terms of guarantees. The information shall cover

the relevant Sector Criteria for those assets. The Sector Criteria are determined through a multi-stakeholder engagement process, including Technical and Industry Working Groups, convened and managed by

approach 2.1 Specification of a new type of securities under the SEA to ensure no regulatory gap • Securities, according to the SEA, are specified on a positive list and may not cover, in some cases