. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote
The cooperation between SEC and the Faculty of Law, Chulalongkorn University under these 2 MoUs is the beginning of a concrete cooperation on the following matters: (1) Cooperation in
. The events served as venues for audit regulators in Asian and ASEAN countries to share knowledge and experiences on the supervision of auditors and financial reports and strengthen cooperation to build
2012, the SEC continuously promoted legal development and focused on long-term cooperation by working closely with relevant agencies including the Department of Special Investigation and the Office of
| - |- Public Holidays | - |- Cooperation with Government Agencies | - |- Others
Forum Deputies’ Meeting to follow up on the progress of ACMF Working Groups, which facilitate cooperation among key regional organizations in developing regional capital markets linkage and
Common Exchange (ACE) Gateway & ASEAN Board; - setting the ASEAN Listing Standard with the cooperation of regional capital market regulators and exchanges. The Standard is expected to launch in 2011-2012
sending in line application. The banking and financial sector will be affected directly. Self-adjustment must be made and new forms of business must be found to cope with this likely trend as it could
In recent times, crimes regarding the capital market have become significantly more intricate, which is why SEC firmly believes that there must be an upgrade in the cooperation between related
capital market are complicated and finding the evidence is difficult, especially electronic evidence which requires assistance from specialized agencies. Therefore, this cooperation between SEC and the