of benefits from a client’s derivatives trading; (2) a person with the controlling power over a client’s derivatives trading; or (3) a financial supporter of a client for the benefit of trading or
unlicensed business operators at the exhibition. Failure to cooperate could lead to being considered as a supporter to commission of offenses. Concurrently, the SEC urges the public and investors to exercise
: ?The SEC has been the key supporter of the Classs Action Law from the very beginning because it could be an effective channel for protecting investor?s rights in the capital market. Since the law came
As a capital market regulator, the SEC is Thailand’s first governmental agency to have become an official supporter of the Task Force on Climate-related Financial Disclosure (TCFD) since 30th
company will continue to open the BX.in.th website only as a method for customers to contact the company about outstanding issues…” More details are available at https://bx.in.th/. With concerns of
system. Different working teams are assigned to work remotely to mitigate operational risk and ensure that the operations and the services to the public will continue without interruption,” said Ms
. The SEC and the AOP will continue to collaborate to support the use of PVDs as an important tool for long-term savings and investment and a key financial resource for employees after retirement. The
SHARE : SEC unveils digital asset business operators allowed to continue business operations in line with transitional provisions Wednesday 15 August 2018 | No. 89 / 2018 Bangkok, 15 August 2018 - SEC has
: 18 July 2018 2. Financial Supporter, Connected Transaction Parties: Jaymart Public Company Limited which is major shareholder of the Company held 67.5% (Lender) 3. Financial Receiver: JAS Asset Public
of the deliberation of the application within expired date of the approval period, the appraisal company in capital market or the lead appraiser shall continue to engage in appraisal activities until