derivatives broker shall provide evidence relating to derivatives trading as follows: (1) evidence relating to the taking and execution of customer’s derivatives trading order containing at least the details of
derivatives broker shall provide evidence relating to derivatives trading as follows: (1) evidence relating to the taking and execution of customer’s derivatives trading order containing at least the details of
derivatives broker shall provide evidence relating to derivatives trading as follows: (1) evidence relating to the taking and execution of customer’s derivatives trading order containing at least the details of
paragraph, the management company shall prepare a written agreement and a memorandum containing facts which lead to why the management company considers that such transaction complies with the rules
paragraph, the management company shall prepare a written agreement and a memorandum containing facts which lead to why the management company considers that such transaction complies with the rules
engaging in a transaction under the first paragraph, the management company shall prepare a written agreement and a memorandum containing facts which lead to why the management company considers that such
Mutual Fund Management B.E. 2545 (As amended) By virtue of Section 7 and the fourth paragraph of Section 90 of the Securities and Exchange Act B.E. 2535, which is an Act containing provision in relation
indicated in the documents published for dissemination of mutual fund rating information, containing essential statement that the information on mutual fund rating should be used only for supplementing the
, at least containing details about the type of information disclosed, time periods of the disclosure, and channels of the disclosure, provided that the disclosed information includes the mutual fund’s
required to disclose information on the Transaction to the SET and to send a circular containing the minimum information required by the Asset Acquisition or Disposal Notifications to the shareholders of the