assess the incremental risks associated with their staff providing personal services while other firms, which collected the necessary information, had no means to verify the reliability or the completeness
other related rules. The draft amendment, having previously undergone a focus group consultation, aims to remove impractical procedures and enhance consistency of relevant provisions under the principle
allow more time for preparing necessary documents and ensure consistency with the guidelines for submitting other documents as required. The consultation paper is available at https://www.sec.or.th/TH
appropriateness and consistency with current situations. The two notifications are: (1) Notification of the Office of the Securities and Exchange Commission regarding Reporting of Results of Public Offering
offer for sale of newly issued debt securities*, and 3) bills that are not securities. To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to
amendment of the Articles of Association of the Company was made to ensure consistency with the Public Limited Companies Act (No. 2) B.E. 2544 (2001) in relation to amendment of matters which allow public
proposal for amendment of the Articles of Association of the Company was made to ensure consistency with the Public Limited Companies Act (No. 2) B.E. 2544 (2001) in relation to amendment of matters which
stakeholders, and thus bolstering further confidence of both local and foreign investors in our capital market. Due to the substantial effects of audit quality on the reliability of the available financial
begun, {A} could not execute the ATO order in time and decided to execute the order at the market price (MP) instead without notifying the client in advance. As a result, the client received less
information, technical knowledge, and experience in audit oversight as well as to improve cooperation between and ensure consistency among audit regulators. This supports the ASEAN capital market linkage plan