return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
for interim periods is provided, comparative data from the same period in the prior financial year shall also be provided, except that the requirement for comparative balance sheet data is satisfied by
: Information on the executives and employees Research, risk monitoring from Bloomberg Public task basis Seminars Information on guest lecturers, information on persons participating in seminars Consent basis
sheet data is satisfied by presenting the year-end balance sheet information. All of the selected financial data shall be presented in the same currency as the financial statements themselves. 3. The
’ meeting of the Company and Link Capital I must be satisfied with the result of the due diligence. Regarding the second portion of the loan and the third portion of the loan, which are the remaining loan
Board is satisfied the bond conforms with the Climate Bonds Standard. Climate Bond: A climate bond is a bond used to finance – or refinance - projects needed to address climate change. They range from
on the letter of consent which specifies civil sanctions to comply with the civil sanctions determined by the Civil Sanction Committee. If any of them declines to give consent for the civil