into a Consent Conditions Undertaking (CCU) with the three investors, which resulted in an obligation for PACE to repurchase a certain amount of the preferred stocks. Because the CCU may cause a
return any gains from the wrongdoings.* Mr. Thanawat came in to acknowledge the civil sanctions, but did not consent to comply with the punishment terms within the specified time. The SEC has
performance of PF/DF marketing agents, and (3) the compulsory seeking of clients? consent before disclosing their personal information. The consultation paper is available at www.sec.or.th. Stakeholders and
policy(2) Preparing consent forms(3) Selecting and implementing appropriate security safeguards such as access control(4) Producing and managing “Record of Processing Activities (ROP)” that will used to
(JAS), by give a consent Mr. Pete in using his securities trading account to purchase Jasmine Telecom Systems Public Company Limited (JTS) shares by utilizing the inside information about The Q3/2016
: Information on the executives and employees Research, risk monitoring from Bloomberg Public task basis Seminars Information on guest lecturers, information on persons participating in seminars Consent basis
operations to achieve the SDGs in the Thai capital market. It will provide not only information and tools about the SDGs, but also act as a platform that portrays how the private sector is advancing their
SEC Deputy Secretary-General Tipsuda Thavaramara said: "Capital market and financial technology are advancing fast, pushing securities businesses to increasingly diversify their operation and
play vital roles in advancing sustainability, ethical practices, and social responsibility. The Certificate in ESG Investing is aligned with the global standards and best practices of ESG investing
enhance their entire value chains. The UN Women’s guidance and tools will empower listed companies to make tangible progresses in advancing gender equality and to provide clearer disclosure of their