. Check and balance system. By appointing a person who will monitor and inspect for the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the
the misuse of the client’s assets such as: 3.1 Compliance or other assigned person who will inspect and verify the movement of money and assets of the fund, and approve money and asset transferring for
Password Confirm New Password ORAP Version 2.00.00.00000 Best viewed with IE 7.0 or higher at 1024 x 768 screen resolution. สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ 333/3 ถนนวิภาวดีรังสิต
(Password) [ สมัครใช้งานระบบ ] [ ลืมรหัสผ่าน ] [ เปลี่ยนรหัสผ่าน ] ประกาศนโยบายความเป็นส่วนตัว คู่มือลงทะเบียนเข้าใช้ระบบ – บุคคลอิสระ New Password Confirm New Password คำถามกรณี
about saving and investment. Commercial banks and the TBAC are therefore pleased to be part of this important campaign and would like to confirm our commitment to further help promote sound financial
personnel in the capital market businesses (natural persons)/verify the qualifications and prohibited characteristics/data from report forms. • Executives, directors/managers of securities companies, for
information. You may withdraw your consent at any time by taking the following steps: Press the unsubscribe button in the email of the SEC Office; Check the email address; Press the Confirm button to withdraw
ใหม่อีกครั้งในช่อง "Confirm Password" เลือก > "ตกลง" ระบบจะขึ้นข้อความยืนยันการเปลี่ยน Password ให้เลือก "OK" การส่งแบบคำเสนอซื้อ (Tender Offer) ผ่านอินเทอร์เน็ต Page 11
appointment for examination of the working paper and the audit quality control system and specify the list of working papers to be examined; - On-site inspection, notify and confirm the issues found verbally
regulations under Chapter 4; (5) submission of evidence to confirm clients’ transactions shall comply with the regulations under Chapter 5; (6) provisions of communications and services related to any capital