of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be construed or interpreted as having effect in substitution for or supplementary
securities business as licensed and shall not be required to pay annual license fee afterwards." This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of
-------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
--------------------------------------------------------------------- This English version is prepared by Legal Department with the sole purpose of facilitating the comprehension of foreign participants in the SEC’s rules and regulations and shall not in any event be
ordinary course of business under normal commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information
commercial terms. The service provider is an expertise in marketing consultant including customer relationship management system, business related information technology and its uses in business management
, expertise, and international competitiveness of the fund management industry as well as support economic development in the region._________________________
SEC has a plan to revise the relevant notification to allow investment consultants of operators of securities and the derivative contract business, who have expertise in investment and keeping
to showcase the expertise of the industry participants from the respective markets and broaden the opportunity sets for both Hong Kong and Thai investors,” said Mrs. Sally Wong, HKIFA’s Chief
in each type of assets. In this regard, asset management companies may choose to invest in mutual funds that concentrate on a specific type of assets and require specific expertise of fund managers