with the products must be stated.The consultation paper is available on www.sec.or.th. Stakeholders and interested parties are welcome to submit comments through the website, or facsimile number at 0
foreign currencies are expanded to cover more investment products; units of foreign collective investment scheme, for instance.The consultation paper is available on www.sec.or.th. Stakeholders and
: * Details of the SEC organizational restructuring are available in the SEC News No. 230/2023: SEC Organizational Restructuring effective from 1 December 2023 via https://www.sec.or.th/TH/Pages
was not a complicated process. The management or controlling shareholder may simply invite respectable or acquainted individuals to serve as directors. With the invitation, the directors reckoned that
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
proposed revisions cover criteria on period for transfer of proceeds from PVD to RMF, submission of documents to management companies, types of RMF available for the transfer of proceeds from PVD, fund
procedures and expenses. Furthermore, capital market tools currently available do not respond to SMEs’ needs. Therefore, SEC is now developing new rules to add more fund mobilization options for SMEs that
August.The proposed rules aim to facilitate securities companies and derivatives business operators in providing their services of expertise based on available resources, and to expand their business