filed in the name of Mr. Porameth Rungrongtanin and did not disclose that Mr. Sathit was the owner of ABC shares. SEC Act S.247 Settlement Committee Meeting No. 9/2018 Settlement Committee Order No
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
subsidiary will not change its Board of Directors. The group companies continue to be operated by current Board of Directors and Management. Consequently, the Company is obliged to disclose the information
change its Board of Directors. The group companies continue to be operated by current Board of Directors and Management. Consequently, the Company is obliged to disclose the information memorandum in
, the Company is obliged to disclose the information memorandum in relation to the transaction to the SET and to receive approval from the meeting of shareholders with not less than 3-out-of-4 of the
, the Company is obliged to disclose the information memorandum in relation to the transaction to the SET and to receive approval from the meeting of shareholders with not less than 3-out-of-4 of the
in this manner had not happened before. The fact in this matter, although seems not so complicated, relates to many provisions of laws under the purview of both the SEC and the DBD. Accordingly, while
qualified audit personnel and inability to react to changes of professional standards and more complicated structural transactions, will also be addressed to support market readiness for current dynamic
supervision 2.6 Quality Assurance & Review Increasingly, complicated transactions in the financial market especially those in connection with listed companies and intermediaries such as securities houses have
. Regulations on issuing equity instruments are aimed at protecting the following group of investors: New investors purchasing securities – the company is required to have appropriate qualifications and disclose