market conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
Zipmex จะอยู่ในสภาวะการพักชำระหนี้ (Automatic Stay) ซึ่งลูกค้ายังคงสามารถถอนทรัพย์สินของตนเองได้ตามความประสงค์ และ Zipmex ยังเป็นผู้ประกอบธุรกิจสินทรัพย์ดิจิทัลที่อยู่ภายใต้การกำกับดูแลของ ก.ล.ต. และยัง
and stay away from suspicious investment solicitation and scams. SEC is also coordinating with business operators in complying with the guidelines of the Ministry of Public Health to curb the spread
in the occurrence of an Automatic Stay, and subsequently affecting the payment of interest and the repayment of all outstanding JKN bonds. The Court set the date for the examination of the JKN