December 2017 Transaction amount Baht 30,153,785 Pricing policy At Book value (transaction amount) and near market value Payment term By cash with 60 days of credit term The reason In consider to support the
market conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties
conduct; (6) competent staff readiness An intermediary shall provide the competent personnel with the suitable amount for the business operation, and shall supervise its personnel to perform duties in
maintain substantial and adequate financial resources continuously; (5) market conduct An intermediary shall undertake business in keeping with proper standards of market conduct; (6) competent staff
. Assigning competent audit staff to each engagement as required by auditing standards and determining performance evaluation criteria to reflect performance quality could help improve the deficiencies; (3
, conceals, any property or document which the competent officer has seized https://www.sec.or.th/cgthailand/EN/Pages/FAQ/CorruptionFAQ.aspx English (United States) CorruptionFAQ company who fails to perform
perform his duties with responsibility, due care and loyalty.) Section 305 (Person who damages, destroys, conceals, any property or document which the competent officer has seized https://www.sec.or.th
violation The SEC Office issues an administrative order to enforce any regulated person. The SEC Office presents the case to the competent authority. End Administrative Order Issuance Administrative Sanction
วนที่ 9 สัญญาซื้อขาย ลวงหนา สวนที่ 8 ธุรกรรมการใหยืม หลักทรัพย สวนที่ 7 ธุรกรรม การซื้อโดยมีสัญญา ขายคืน สวนที่ 6 ใบแสดงสิทธิ อนุพันธ สวนที่ 5 near - cash สวนที่ 4 หนวยลงทุนของ กองทุนรวมตาง