According to the SEC Strategic Plan, the goal of building competitiveness can be achieved through standard rules and regulations. In this regard, the regulatory guillotine scheme,* which focuses on review of rules and regulations to maintain only necessary ones and ensure effective enforcement, can help SEC build a body of standard regulations in line with the changing environment without compromising appropriate investor protection and convenience for business operation.The SEC therefore...

-making.Meanwhile, certain rules governing advertisement and sale promotion of mutual funds are also being revised to enhance clarity and flexibility.The SEC supports intermediaries in their offering of diverse

promotion of other types of mutual funds to enhance clarity and appropriate flexibility for such activities. The consultation paper is available at www.sec.or.th. Stakeholders and interested parties are

To enhance clarity and consistency with the current business practices of the private sector, the SEC has issued regulations revising the characteristics of “bills” deemed as “securities,” which

Bangkok, April 30, 2014 ? The SEC is seeking public comment on revision of rules governing financial advisors (FA) to enhance more clarity of rules and promote FA independence. The proposed revision

offer for sale of newly issued debt securities*, and 3) bills that are not securities.  To enhance regulatory clarity and consistency with business practices of the private sector, the SEC is proposing to

offer GSSB** CD (PP-SME) ***, amending information disclosure rules before and after the offering to enhance clarity while considering the appropriate level of burden of offering via private placement

regarding the credibility of digital asset business operators to enhance clarity and appropriateness of the regulations, while elevating the quality, trust, and confidence in the overall digital asset market

as securities;    (2)  Revising the provisions related to bills to enhance clarity.  The consultation paper is available at https://www.sec.or.th/TH/Pages/PB_Detail.aspx?SECID=972. Stakeholders and

regulations on the creditability of digital asset business operators. This is to enhance the efficiency of the licensing process and ensure the clarity and appropriateness of the regulatory framework regarding