keeping therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can
keeping therefore urging digital asset business operators to emphasize the importance of cybersecurity on a continuing basis and to assign a responsible entity to oversee the matter to ensure that they can
Adequacy Requirements |- Executives / Personnel | - |- Approval & Qualifications |- Fees |- Related Circular Letter Executives of securities companies and personnel in securities business |- Approval and
system in safeguarding clients’ confidentiality. The SEC therefore urged EY to rectify the system to be more stringent and the company has already done so. In addition, the SEC has sent a circular to all
2014 6 TSE vs OSE: Strategic consolidation 7 Importance of study on RTOs • Regulators need to strike balance between investor protection without delineating potential firms to enter the exchanges
of Certifier 54. Circular 13/2552 13/10/2009 16/10/2009 55. Circular 26/2552 10/09/2009 16/08/2009 56. Circular 12/2552 25/08/2009 16/08/2009 57. Circular 20/2554 23/12/2011
17. Circular 30/2544 28/09/2001 18. Circular 7/2544 22/01/2001 19. Circular 16/2543 12/07/2000 20. Circular 5/2543 29/02/2000 21. Circular 2/2543 08/02/2000 22. Circular 28
(Synopsis) 20/11/1998 4. Circular 3/2543 27/09/2000 27/09/2000 5. Circular 37/2545 24/12/2002 6. Circular 20/2541 06/07/1998 7. Circular 15/2538 23/08/1995 8. Circular 15/2537 19/08
(Synopsis) 20/11/1998 4. Circular 3/2543 27/09/2000 27/09/2000 5. Circular 37/2545 24/12/2002 6. Circular 20/2541 06/07/1998 7. Circular 15/2538 23/08/1995 8. Circular 15/2537 19/08
(Synopsis) 20/11/1998 4. Circular 3/2543 27/09/2000 27/09/2000 5. Circular 37/2545 24/12/2002 6. Circular 20/2541 06/07/1998 7. Circular 15/2538 23/08/1995 8. Circular 15/2537 19/08