SEC requests that business operators implement the BCP that must cover key work systems, including the trading system, the risk control system in compliance with the Net Capital Rules and the
companies licensed to undertake the said businesses. In addition, the revisions will extend the scope of transactions subject to segregation to cover offshore securities trading service, brokering, dealing
Bangkok, March 25, 2015 ? Equity private placement deals of listed companies have been significantly increased recently while the existing rules do not cover certain circumstances that might be
proposal also cover trust related transactions.Meanwhile, minimum capital requirement, reporting requirement and guidelines for the asset management companies being unable to maintain adequate capital are
courses, uniforms and all security equipment for the hired employees. 3. Gross profit of Solar energy (“SE”) decreased Baht (1.12) million, which mainly comes from an incident of electrical short circuit
: elements of crime will be revised to be more concise and comprehensible as well as extended to cover non-insider who traded securities by using inside information obtained from others;2) Dissemination of
opportunity cost of an incident of electrical short circuit in Q3 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202002/20014743.pdf MDA_EN_1Q17 purchasing electrical appliances. The Big C
incident of electrical short circuit in Q3 https://market.sec.or.th/public/idisc/Download?FILEID=dat/news/202002/20014743.pdf MDA_EN_1Q17 purchasing electrical appliances. The Big C Exclusive Card offers
. Other income Other income increased Baht 4 million mainly due to insurance claim for opportunity cost of an incident of electrical short circuit in Q3 https://market.sec.or.th/public/idisc/Download?FILEID
incident of electrical short circuit since Q3/2018. However, in Q1/2019 the company received insurance claim presented as other income. 4. Trading business had revenue in Q2/2019 at the same level of gross