Securities and Exchange Commission) Request Form for Examining Information of Persons who the Securities Company will Appoint as Executive Report/Form (Notification of Securities and Exchange Commission
punishment of those found to be in violation of the Securities and Exchange Act, the SEC said it has made good progress in examining many complaints. Investigations are on-going and more time is needed to
calculation will reflect position risk of assets and cover related business transactions, in line with international standards and the changing market conditions to serve the ongoing business operation and to
derivative agent business and respond to investors? changing demands. The proposed rules would allow investment consultants (IC) and investment planners (IP) to render more services related to securities and
operators.The draft revision aims to accommodate supervision of agricultural futures business operators and comply with the changing financial reporting standards. It also amends certain disclosure requirements
changing market environments.The proposed key changes include (1) adjustment of position risk calculation, (2) inclusion of diverse financial instruments such as equity, debts, investment units and trusts in
principles and changing advanced technologies. The proposed revisions would apply to future exchange, derivative clearing house, securities clearing house and securities depository with regard to improvement
2019-11-14 - ชี้แจงเปลี่ยนแปลงมากกว่า 20% Q3-2562 - ENG November 14, 2019 Subject: The clarification of the quarter 3/2019’s profit changing more than 20% Attention: The President The Stock Exchange
2019-05-16 - ชี้แจงเปลี่ยนแปลงมากกว่า 20% Q1-2562 - ENG May 16, 2019 Subject: The clarification of the quarter 1/2019’s profit changing more than 20% Attention: The President The Stock Exchange of
2019-08-15 - ชี้แจงเปลี่ยนแปลงมากกว่า 20% Q2-2562 - ENG August 15, 2019 Subject: The clarification of the quarter 2/2019’s profit changing more than 20% Attention: The President The Stock Exchange of