with customers’ asset safekeeping. This is to allow the general public to reap standardized services, while business operators are under proper supervision, in the same level with supervision on
Landscape: Development and Supervision of Digital Asset in the Region” ซึ่งจัดขึ้นโดย Securities and Exchange Regulator of Cambodia (SERC) ร่วมกับ Asian Development Bank (ADB) โดยได้กล่าวถึงบทบาทของ ก.ล.ต ใน
Advisor” and “Digital Asset Fund Manager” shall be two new types of digital asset business subject to SEC’s supervision. Therefore, any person who wants to conduct any of these new businesses is required to
with business operators to improve its supervision to be in accordance with innovations.”Furthermore, the event also included a seminar “FinTech Challenge: The Startup Fast-Track Gateway.” Mr. Poramin
The SEC has sought cooperation from all financial advisors (FA) to help raise up standards of IPO companies by focusing on good internal control system and credibility of financial statements
Bangkok, November 10, 2011 ? The Securities and Exchange Commission has passed a resolution at the monthly meeting No. 12/2011 allowing amendment to the regulations governing local and foreign credit rating agencies in response to the changing business environment and in line with the International Organization of Securities Commissions (IOSCO) standards. The revision requires that locally-based CRAs implement efficient, reliable and systematic credit rating methodologies and operate independen...
THANACHART FUND MANAGEMENT COMPANY LIMITED|Specific Fund
Cryptocurrency is a financial innovation that is exposed to high volatility. Investment in this digital asset thus requires knowledge and understanding and a risk profile that is not so sensitive to investment loss. The SEC is therefore proposing to specify the qualifications of cryptocurrency investors to ensure proper investor protection mechanism in consistent with the level of risk related to the product. In essence, the public consultation is on the proposed qualifications of cr...