years each, and the other two for five years each. In addition, three branch managers of the bank were penalized for misconduct related to the offences of the investment consultants. Following an
opportunities, enhancing competitiveness, and building market infrastructures for the digital age. ?The SEC is becoming an adaptive regulator for the future of data-driven supervision whereby responses to change
. The Thai Institute of Directors is CAC secretary; - United Nations Guiding Principles on Business and Human Rights (UNGPs): The SEC cooperates with the National Human Rights Commission of Thailand in
, which are the foundation of sustainable development. And, Thai listed companies obtain the highest average score in ASEAN for six consecutive years. The Awards are divided into three categories, namely
prescribe stricter supervision. For example, it is compulsory to obtain an investment management business license, establish the readiness of work systems and personnel and comply with the investment policy
stakeholder consultation before issuing or amending regulations and guidelines. This is to make sure that all comments and suggestions will be taken into account as the SEC maintains the balance between
the “Ring the Bell for Gender Equality” initiative at the Stock Exchange of Thailand on 11 March 2024. The main objective of the ‘bell ringing’ is to bring attention to the pivotal role the private
Governance is an international standard adopted by many countries. The Stock Exchange of Thailand, for example, applied them to the making of the SET Corporate Governance Guidelines for Listed Companies
). Independent Director An independent director is a non-executive member and does not have a pecuniary relationship with the company. He or she must be independent from the major shareholders or a group of
Association, the Association of Securities Companies, the Association of Investment Management Companies, the Securities Analyst Association, the Thai Institute of Directors, and the Stock Exchange of Thailand