_____________________________________________________________________ I/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this application form and the
_____________________________________________________________________ Page 8 of 8 Form 35 – NRI CIS I/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this
when they establish their private contractual relations. This corporate governance framework typically comprises elements of legislation, regulation, self-regulatory arrangements, voluntary commitments
Securities and Exchange Commission concerning the Approval of Investor Contact Person and Standards of Conduct; “Online Branch” means a branch office that provides a self-service platform for customers through
Securities and Exchange Commission concerning the Approval of Investor Contact Person and Standards of Conduct; “Online Branch” means a branch office that provides a self-service platform for customers through
ธุรกิจ 11. การดูแลรักษาทรัพย์สินของลูกค้า 1. ปรับปรุงหลักเกณฑ์ในส่วนของการท า self-custody โดยให้ผู้ประกอบธุรกิจ PF ที่ต้องการท า self-custody สามารถท าได้ไม่จ ากัด asset size โดยต้องขอความเห็นชอบ เป็น
และความรับผิดชอบของกรรมการและผู้บริหาร หน้าที่กรรมการ/ผู้บริหาร (fiduciary duty) ตามมาตรา 89/7 พ.ร.บ. หลักทรัพย์ รับผิดชอบ ระมัดระวัง (Duty of Care) ซื่อสัตย์สุจริต (Duty of Loyalty) ปฏิบัติตามกฎหมาย
. Insider trading is prohibited and other types of self-dealing and conflicts of interest are regulated. The SEC actively monitors the market for abusive practices. Institutional investors regularly vote
encourage active co-operation between companies and employees. Securities regulators, stock exchanges, self-regulatory organisations and investor groups should continue to educate companies and the public
_____________________________________________________________________ I/We have duly examined the information contained in this application form hereto and declare that to the best of our knowledge and belief all information given in this application form and the