appoint custodians which approved by SEC to protect investors’ assets.However, SEC intends to revise the regulations by allowing private fund operators with custodian services to protect investors

concept of ‘climate stewardship’. The on-going dialogue with investee companies is a powerful tool to encourage them to have effective oversight of climate-related risks that may affect the long-term

customer; “Office” means the Office of the Securities and Exchange Commission. Clause 2 . A management company shall appoint a natural person or a juristic person as its representative pursuant to the

Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or a juristic person as its representative pursuant

Representatives for Sale or Acceptance of Redemption of Investment Units and Marketing Representatives of Private Funds (No. 2) dated 30 June 2005. Clause 2.34 A management company shall appoint a natural person or

G20 priority in 2015 to support investment as a powerful driver of growth. The Principles are also about inclusiveness. Today, millions of households around the world have their savings in the stock

) Board governance structure: Requiring DA operators – except DA advisors and the DA operators holding client assets at an amount less than 500 million baht and having less than 10,000 clients – to appoint

the KCM business Other conditions : KCM will appoint 1 representatives to be the directors of the subsidiary company This transaction is not categorized as the Company’s connected transaction; however

19 เมษายน 2539 1 (TRANSLATION) Tor. For. 6 / 2020 May 14, 2020 Subject: (1) Submission of the Financial Statements for Q1/2020 (2) The resolution to appoint the Company’s auditor (3) Management

appoint new directors to fill vacancies while serving as IFEC director and chief executive officer. In addition, the SEC investigation found that Mr. A disobeyed the board of directors’ instruction and