commercial banks, insurance companies, issuers and relevant agencies. Their opinions and suggestions were taken into consideration to make sure that revised rules would not hinder fund raising and liquidity
other persons from using their accounts to trade securities without their knowledge, and make sure that the documents of transaction confirmation are issued by the securities companies in charge. In
investment scams. Also, further collaboration with Meta (Thailand) – the service provider of Facebook and Instagram platforms, and LINE (Thailand) is in progress to make sure that fraudulent activities will be
direct sales market and alter its marketing budget in line with revenues from sales and focused more on online channels. The company has the distribution costs for the first six month in total of 229.1
prevention of money laundering and terrorism financing. We are making sure that all parties will become well-prepared for the assessment. ?Next year, the SEC will be working closely with securities
total volume of top 30 larger investors was not significant when comparing to the overall trading. However, the SEC will still pursue further investigation to make sure that the SET?s investigation had
to make sure that the personal data management is compliance with PDPA by creating Data Governance Policy and Guidelines for personal data protection management throughout the data life cycle
make sure that they are truly issued by the banks or the asset management companies in charge, and to update their fund books (if any) in the following business day to prevent damage that may be caused
other past behaviors demonstrating inappropriateness for acting as capital market business personnel. Investors are strongly advised to always verify transaction confirmation documents to make sure
covered in the sustainability building goals to make sure that Thai ESG Funds will be another efficient channel for long-term savings and investment for the public. We should also underline the important