, shareholders are entitled to claim on the company's behalf for damages or returns of benefits that such director had received as a result of his/her misconduct. In addition, the criminal and civil sanctions
Stock Exchange of Thailand. An FA is obligated to ensure that the companies disclose thorough, accurate and sufficient information for investors in making decisions. An FA is required to provide opinions
rules for the trading, clearing and settlement of securities must be approved by the SEC Board. In the case where there are adverse effects to the public or the economy, the SEC Board has the powers to
the requirements [3] . Period of time required in observing + considering the application - - 15 days for the consideration. Fast track : Observation = 10 days if the terms and conditions are in line
than five percent of veto by shareholders attending the meeting and who are entitled to vote. Exceptions to ESOP rules In case of the offer for sale of remaining securities after Rights Offering (RO) to
common stock prices prior to or during the offering, in accordance with the guideline of the Thai Bankers' Association (floor conversion price). [4] Requirements for additional disclosure in filing
exercise of right before the prescribed term and will not be under any person's control. The company must call on the exercise of right once the event indicated occurs. There are measures for investors in
English (United States) News_Detail Sign In × Home > News/Market Data > SEC News > News Detail × SEC News
English (United States) News_Detail Sign In × Home > News/Market Data > SEC News > News Detail × SEC News
securities investment consultants of {X1} Public Company Limited for committing frauds against the assets of mutual fund clients. In this regard, six of the offenders are banned for the maximum period of 10