Global Investments (Far East) Ltd. Global Investments International Global House Ltd.และ Global Consultants Ltd. Website: www.qropdirect.com, www.g : Unlicensed securities and derivatives business

P.T.RESEARCH Co.,Ltd. Website: www.kimston.com : Unlicensed securities and derivatives business (Disclosure Date : 17/10/2012)

Formax Thailand (Thailand) Co., Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 06/03/2015)

Saxo Capital Markets Pte Ltd : Unlicensed securities and derivatives business (Disclosure Date : 02/07/2018)

U.S.ADVANCE Co.,Ltd. Website: www.winstarasia.com : Unlicensed securities and derivatives business (Disclosure Date : 25/03/2013)

WorldWideMarkets, LTD Website: www.worldwidemarkets.com : Unlicensed securities and derivatives business (Disclosure Date : 03/04/2017)

KRUNGTHON THAVEESAP CO.,LTD. : Unlicensed securities and derivatives business (Disclosure Date : 22/10/2018)

CNAT CAPITAL THAILAND CO.,LTD : Unapproved public offering of newly issued shares (Disclosure Date : 27/02/2020)

Coreharbour Ltd. Website: www.coreharbour.com : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)

Portsmouth Mann International Ltd. : Unlicensed securities and derivatives business (Disclosure Date : 14/07/2015)