Stock Exchange of Thailand Following the initial public offering, securities can be traded in the secondary market once the issuer has applied for and been granted approval by the SET. Roles of the Stock
person(s) assigned by the juristic person to be responsible for the matter in question may be subject to legal liabilities as well. Regarding the shareholders' meeting notice, normally the company
been coordinating with Lawyers Council Under the Royal Patronage, the Stock Exchange of Thailand, and the Thai Investors Association to encourage the injured persons in the capital market to use Class
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standard in undertaking financial institution business or for professionals engaging in financial business; (11) has been suspended the business operation by the Thai or foreign authorities empowered to
latest business day shall be announced and disclosed to the Stock Exchange within the following business day; (2.2) For mutual fund which investment units are not securities listed in the Stock
, with the Economic Crime Suppression Division of the Royal Thai Police (ECD) for commission of offence under the Emergency Decree on Digital Asset Businesses B.E. 2561 (2018). Following tips and the SEC’s
action or to refrain from any action, in following cases: (1) The actual objective or substance of m anaging the mutual fund constitutes an avoidance of the provisions or the rules. (2) The management of
securities listed in the Stock Exchange, the NAV and the investment unit values as of the latest business day shall be announced and disclosed to the Stock Exchange within the following business day; (2.2
for an approval. The following qualifications will be considered: 1. Financial statements shall be prepared in accordance with the financial reporting standards that are acceptable to lead regulator and