ผู้ช่วยเลขาธิการ ก.ล.ต. และ Ms. Julie Becker, Deputy CEO of Luxembourg Stock Exchange เมื่อวันที่ 2 ตุลาคม 2563 ผ่านทางเฟซบุ๊กไลฟ์ เพจ “สำนักงาน กลต.” โดยมียอดผู้เข้าถึง (reach) 7,851 คน และยอดชม
advice on derivatives investment without approval through many channels such as website, YouTube, email, phone, SMS and Line application. {A} and {B}, then investment consultants at KGI, cooperated with
Following an AIA report on clients’ complaints and SEC’s further investigation, it was found that Chalermwut had misappropriated the money received from two clients to pay for their annual premium of unit-linked insurance policies. He did not deliver the money to the company and spent the money for his own interest instead. As a result, the clients’ insurance policies and the protection coverage lapsed. Chalermwut’s wrongful acts against investors’ assets were liable to failure to perform...
Bangkok, September 12, 2014 - The SEC suspended {A}, a securities investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
Facebook Page ชื่อ Stock and stock market analysis : Unlicensed securities and derivatives business (Disclosure Date : 22/11/2023)
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