investment strategies, product selection guidelines, investment monitoring and active engagement in addition to disclosing the fund management results to check whether they align with the set sustainability
*, aims to set out measures to support fund mobilization by SMEs and startups in the central and provincial capital markets, taking into consideration balanced rules for both issuers and interested
Bangkok, November 17, 2014 ?The SEC revoked the approval of Nakul Chaiyanil, a former fund manager for ten years for failure to perform his duty with honesty in relation to management of 101 Montri
Bangkok, June 5, 2014 ? The SEC is seeking public comment on revision of rules governing mutual fund prospectus to provide more useful information for investment decision making. Management
Bangkok, January 21, 2014 ? The SEC revised rules governing provident fund investment for more clarity and flexibility in line with international standards. The new rules have become effective in
Bangkok, July 28, 2014 ? Vorapol Socatiyanurak, SEC Secretary-General revealed that the Capital Market Supervisory Board has approved revisions of investment rules applicable to mutual funds and provident funds in response to market development while widening investment asset varieties and in line with international standards. Key proposed changes include introduction of more principle-based eligible asset rules, investment rules with higher level of diversification and reclassifications of fund...
market’s role to do so in the drive towards sustainable development of the economy and the society. These SRI Fund fee exemptions are part of the SEC’s efforts to support asset management companies in giving
the view that the “Aom No.5” campaign, with the integrated efforts of the AIMC, investment management companies, mutual fund brokers, related associations, the SET and the SEC, can help not only
Bangkok, June 18, 2015 ? The SEC and the School of Development Economics of National Institute of Development Administration (NIDA) co-organized ?Thai Equity Fund Insight? at the 5th SEC Working
Bangkok, February 13, 2015 ?Current regulations prescribe that a mutual fund must be dissolved if more than two-third of all the units sold were redeemed. The rationale behind the said regulations is