established under the law of Home Regulator’s jurisdiction ( issued by Home Regulator ) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
established under the law of Home Regulator’s jurisdiction (issued by Home Regulator) [ ] 3. Documents on establishment of foreign ETF: (a) Memorandum of Association and the Articles of Association, or the
). “units of collective investment schemes” means the following securities of collective investment schemes or that issued under foreign ETF with an objective to invest in securities, financial instruments or
newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of information to the public and such information was incomplete, contrary to facts, insufficient for making
arising from a deceitful, fraudulent or dishonest act, or having an application for an offer for sale of newly issued securities rejected by the SEC Office on a suspicious ground related to disclosure of
the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a business or of convertible securities, please
, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a business or of
under item 9, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a business or
the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a business or of convertible securities, please
, 10 or 11 shall depend on the nature of action that gives rise to the reporting obligation. 2 9. For reporting in the event of the acquisition or disposition of shares issued by a business or of