; “inside information” means the significant facts which effect the change in the price of securities but has not yet been disclosed to the public and a securities company has acquired during the course of
company has acquired during the course of business undertaking; “executive” means an executive under the Notification of the Securities and Exchange Commission on Qualifications and Prohibited
education: Degree Major Name of Institution year of graduate …………. ………………….. ………………. ……………. …………. ………………….. ………………. ……………. 3.2 Working experience (during the past five years): Name of working place Position
level of education: Degree Major Name of Institution year of graduate …………. ………………….. ………………. ……………. …………. ………………….. ………………. ……………. 3.2 Working experience (during the past five years): Name of working
level of education: Degree Major Name of Institution year of graduate …………. ………………….. ………………. ……………. …………. ………………….. ………………. ……………. 3.2 Working experience (during the past five years): Name of working
its custody of clients’ assets for at least five years. Such information and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office
and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities
and documents shall be stored, during the first two years, in a manner that enables prompt access for review by the SEC Office upon request. Chapter 3 Custody of Clients’ Assets Clause 17 A securities
power plant project, for the purpose of smooth transition and operation of the project, during the transition period which is 3 years from the completion date of share transfer. (2) The Seller agrees to
covenant regarding the Trust’s units holding period to be less than 5 years, the Promisors shall hold Trust’s units for a period of 5 years. Also, during the aforementioned Trust’s units holding period, the