รูปแบบใหม่ๆ หรือพฤติกรรมที่เข้าข่ายผิดปกติเดิมในกลุ่มนักลงทุนทั่วไปที่อาจนำไปใช้ในงาน ตรวจสอบเชิงลึกได้ • Cognitive monitoring – ยกระดับการติดตาม ตรวจสอบ และการเฝ ้าระวัง ความเสี่ยงของผู้ประกอบธุรกิจใน
governance also providesthe structure through which the objectives of the company are set, and the means of attaining those objectives and monitoring performance are determined” . (จาก G20 / OECD Principles
implementation of previous Asian Roundtable recommendations Two breakout sessions were held with the goal of monitoring the progress made by Asian Roundtable economies towards the implementation of previous Asian
segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in the
to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital
maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in the wealth management
targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s
targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s
monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital market group’s expertise in the wealth management business and through the commercial banking business
บังคับให้ต้องท่า self-monitoring หลังการขาย แต่ควรก่าหนดให้เป็นทางเลือก 1.3 กรณีการเสนอขาย complex product : เสนอดังน้ี (1) Knowledge assessment - ขอท่า knowledge assessment เป็นกลุ่มผลิตภัณฑ์ โดยไม่แยกราย