knowledge and understanding of the capital market; and to support education, research, training and development of the pool of knowledge or academic work useful for the capital market 5.3 Fund Committee (9
Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU) ซึ่งช่วยยกระดับในการป้องกันและป้องปรามการทำธุรกรรมผิดกฎหมายในตลาดทุนและตลาดอนุพันธ์ และการแก้ไข
be selected from the candidates who have good understanding of the company’s business and are able to keep the Board of Directors, executives and shareholders well-informed by internal and external
through new or amended regulations with practitioners to ensure their correct understanding and implementation, and to assign an officer to take care of each company under the SEC supervision. 2. Monitoring
Memorandum of Understanding Concerning Consultation and Co-operation and the Exchange of Information (IOSCO MMoU) ซึ่งช่วยยกระดับในการป้องกันและป้องปรามการทำธุรกรรมผิดกฎหมายในตลาดทุนและตลาดอนุพันธ์ และการแก้ไข
company shall proceed as follows: (1) buy or sell securities according to the bid and offer price, and shall make a clear understanding with the counterparty regarding the expiry time of such bid and offer
follows: (1) buy or sell securities according to the bid and offer price, and shall make a clear understanding with the counterparty regarding the expiry time of such bid and offer price and: (2) In the
hasbasic understanding of general laws related to the profession. The qualifications will be considered from the personnel’s: □(2.1) First name, last name, and education; □(2.2) Work experiences, given with
of employees; □ (2) The qualifications to prove that personnel is knowledgeable, competent and experienced suitable for the assigned task and such personnel hasbasic understanding of general laws
must possess knowledge, ability and understanding in fund management business and the relevant rules and regulations, be a person of integrity and honesty and without any disgraceful record, and must