perform work related to business operations in the year 2022 within the period specified in the notification of the SEC, that is December 31, 2022. DAB Act S.30 Settlement Committee Meeting No. 4/2023

Committee Meeting No. 4/2023 Settlement Committee Order No. 1/2023 Dated 24/04/2023

within July 14, 2022. However, Zipmex submitted the report to the SEC office on August 8, 2022, later than the period specified in the notification of the SEC. DAB Act S.30 Settlement Committee Meeting

S.117 Settlement Committee Meeting No. 5/2023 Settlement Committee Order No. 55/2023 Dated 18/05/2023

Meeting No. 5/2023 Settlement Committee Order No. 56/2023 Dated 18/05/2023

investment units through omnibus account. SEC Act S.113 Settlement Committee Meeting No. 6/2023 Settlement Committee Order No. 63/2023 Dated 21/06/2023

securities in the category of promissory note without approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 6/2023

the approval from the SEC Office which is in breach of the Securities and Exchange Act B.E. 2535. SEC Act S.33 Settlement Committee Meeting No. 7/2023 Settlement Committee Order No. 65/2023 Dated 09

Committee Meeting No. 8/2023 Settlement Committee Order No. 71/2023 Dated 21/09/2023

) Settlement Committee Meeting No. 2/2024 Settlement Committee Order No. 25/2024 Dated 28/03/2024