client and the execution of transaction for client to prevent the use of fund management business as a vehicle for money laundering provided that the policy on such matter should be in accordance with the
that the policy on such matter should be in accordance with the notification prescribed by the Office Re: Measures on Prevention of Money Laundering and Terrorist Financing in Securities; (5) The
Company’s Extraordinary Shareholders’ Meeting No.1/2018, especially a matter concerning conversion period, interest rate, conversion price, and conversion ratio, as described in Summary of Key Terms and
executive officer, shall be subjected to an outline as approved by the Company’s Extraordinary Shareholders’ Meeting No.1/2018, especially a matter concerning conversion period, interest rate, conversion
chief executive officer, shall be subjected to an outline as approved by the Company’s Extraordinary Shareholders’ Meeting No.1/2018, especially a matter concerning conversion period, interest rate
matter. SECTION 39 In cases where several trustees are appointed, the trustees shall jointly manage the trust unless the trust instrument provides the duties of each trustee specifically. The trustees
assigned matter until the maturity date (11) there is no reasonable ground to suspect that the regulator of the capital market of the country wherein the foreign entity is established is unable to provide an
power to prescribe in its notifications details for compliance of the trustee in the said matter. SECTION 39 In cases where several trustees are appointed, the trustees shall jointly manage the trust
members’ stakes to enhance efficiency, flexibility and clarity in handling the matter. In addition, the procedure for buying and selling securities of Board members were revised to reassure transparency and
prescribe in its notifications details for compliance of the trustee in the said matter. SECTION 39 In cases where several trustees are appointed, the trustees shall jointly manage the trust unless the trust