Kong Securities & Futures Commission for mutual recognition of managed fund products. We also undertook a self-assessment for compliance with IOSCO Principles to pave the way for Thailand’s Financial
to believe that he or she is or having been reasonably suspected of being lack of ethics or standard of performance relating to (a) securities business prescribed by an agency or association connecting
act of other person; (2) there are reasonable grounds to believe that he or she is or having been reasonably suspected of being lack of ethics or standard of performance relating to (a) securities
one and such conduct lacks ethics or standards of conduct and processes prohibited characteristics as specified in the notification of the Securities and Exchange Commission governing prohibited
or used to have any behavior that, if considered on a reasonable ground, indicates lack of ethics or standards of conduct in connection with securities or derivatives business set by an association
SAC Higg Index). The SEP is reviewed annually to incorporate new themes identified during the audit carried out during the year, including: 1) Ethics: regulatory aspects, anti-corruption policies and
by Code of Ethics for Professional Accountants promulgated by International Federation of Accountants (IFAC). As shown in figure 14, audit firms in the capital market whose auditors exceed four in 2019
• ผลงานวิจัยเรื่อง “Corporate Governance for Asian Publicly Listed Family-controlled Firms” - Presentation โดย Dr. Tony Tan Co-head of Ethics, Standards and Professional Conduct, CFA Institute วันที่
dispatched to EGAT. Therefore in Q1/2018, the company has managed to realize the full profit from the operation of IRPC-CP Phase 1 and Phase 2. In addition, GPSC remains strong in improving the profitability