Mr. Win Udomrachtavanich Mr. Win Udomrachtavanich, a former Chairman of the Board, who is responsible for the operation of Daol Securities (Thailand) Public Company Limited ("Daol") failed

and procedures as specified in the Notification of the Capital Market Supervisory Board by failing to appoint other person who qualifies as the personnel under the Notification of the Capital Market

Mr. Tatsuya Konoshita Mr. Tatsuya Konoshita, as a Chairman of the Board Director and a Chief Executive Officer for the operation of Group Lease Public Company Limited (“GL”), shall be liable for

(4) the reviewed financial statements for Q2/2022 (5) the reviewed financial statements for Q3/2022 to the SEC within the specified period by the notification of the Capital Market Board. within the

MR. PONGPHAN SAMPAWAKOOP Mr. Pongphan Sampawakoop, Chairman of the Board of Directors who is responsible for the operation of Apex Development Public Company Limited (“APEX”) shall be liable for

Mr. Wichai Thavornwattanayong Mr.Wichai, in his role as Chairman of the Board of Directors, called for shareholders’ meetings to seek the shareholders’ resolution for election of new directors to

for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by

statements for Q3/2018 to the SEC Office and the Stock Exchange of Thailand within the period specified in the notification of the Capital Market Supervisory Board. This case is in the process of inquiry by

in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for product screening in order to offer for sale of debt instruments. SEC Act

notification of the Capital Market Supervisory Board by calculating net capital in accordance with Form Bor. Lor. 4/1 incorrectly in the amount of 7 cases. SEC Act S.97 Settlement Committee Meeting No. 1/2020