Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units
securities investment consultants, namely (1) {A}, (2) {B} and (3) {C}, for failing to perform duties with responsibility and professional due care. They all worked for TMB Bank Public Company Limited while
Business Administration Director, TMB Bank Public Company Limited Executive Vice President and Chief Economist, Siam Commercial Bank (SCB) Group President, SCB Asset Management Managing Director, Head of
According to the complaint handling report submitted by TMB and SEC’s further investigation, it was found that during August – September 2017, {D} and {A} jointly sold funds to a client. {D} forged
convertible securities by the persons under I to III - - - - - Total - - 6. Name of the tender offer preparer: TMB Bank Public Company Limited 7. Name(s) of other advisor(s) (if any): The Capital Law Office
funds’ stock holdings can provide useful signal for investors. In this study, we show that portfolio of stocks that are not favored by mutual funds tend to perform poorly, with monthly returns of 0.38% to
Fund Management Co., Ltd., (6) TMB Asset Management Co., Ltd., (7) UOB Asset Management Co., Ltd., (8) MFC Asset Management Plc., (9) Kasikorn Asset Management Co., Ltd., (10) Siam Night Fund Management
, TMB Asset Management Co., Ltd. and Tisco Asset Management Co., Ltd. are ready to accommodate PVD transfers to the existing RMFs as they have already put in place account segregation systems and separate
Administration Director, TMB Bank Public Company Limited Executive Vice President and Chief Economist, Siam Commercial Bank (SCB) Group President, SCB Asset Management Managing Director, Head of https
of;- BAFS - Long-term loans from TMB was of Bt2,250.0 million due on April 30, 2026 with 3 years grace period and quarterly, principal repayment: Bt80.4 million/period (the last repayment will be made