the times that accept the user for entering incorrect password. For the general practice, it is not exceed three times. · providing a method for deliver the password to the user strictly and safety such
asset such as customer’s information or information of investment units incorrect because of computer system assessment or modification by the unauthorised person”etc. (Translation) -4- Segregation of
นาจะเพียงพอแลว คาชดเชยทีเ่กิดจากการลงทุนผิดพลาดเห็นควรให เปนไปตามแนวทางของ Incorrect Pricing ซึ่งมีประกาศ รองรับอยูแลว จํานวน 30,000 บาท ตามที่สํานักงานกําหนด เปนตวัเลขสถิติสูงสุดที่รวบรวมจาก
exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of giving
securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients; (5) in the case of
under the law on securities and exchange or the law on derivatives; (4) exercise prudence to ensure that the giving of information or advice will not be distorted, incorrect or misleading to the clients
distorted, incorrect or misleading to the clients; (5) in the case of giving information or advice to clients in a seminar, the requirements on giving investment advice at seminars shall be complied with as
unit, the redemption price of the investment unit (if any), as well as the proceedings in the case that the unit value, the offer price or the redemption price (if any) is incorrect. In this regard, if
opinion; “collateral” means a collateral for compensation of damage to a customer arising from incorrect or incomplete performance of duties of the investment advisory company, i.e. : (a) insurance policy