Securities and Exchange Commission (the “SEC”), in cooperation with the PricewaterhouseCoopers Thailand (“PwC Thailand”), has developed this internal control sufficiency evaluation form (“evaluation form”) as
offer); List of directors and executives; Report of the results of the sale of digital tokens via ICO Portal. The SEC Office receives the following personal data from its cooperation with government
the SEC Office; 2.5 Data from supervision and inspection of risks related to business operations. 3. The SEC Office receives the following personal data from its cooperation with governmental agencies
Securities and Exchange Commission of Thailand (SEC) Concerning Mutual Recognition of Covered Funds and Covered Management Companies and related Cooperation dated 20 January 2021, as amended from time to time
to prevent recurrence of such unlawful act; (g) level of the wrongdoer’s cooperation with the SEC Office, which in case where the wrongdoer is a legal entity, shall include the clear instruction of
updated definitions for external reviews that is contained in the separately released “Guidelines for Green, Social and Sustainability Bond External Reviews” which was drafted in close cooperation with
Securities Commissions (“IOSCO”) โดยหน่วยงานดังกล่าวต้องเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information
Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (“MMOU”) (“IOSCO MMOU”) ꃂ숀 ꃂ 숀 ꃂ 숀 ꃂ 숀 ꃂ 숀 1.2 ꃂ⬀ᤎ䠎
Commissions (“IOSCO”) โดยหน่วยงานดังกล่าวต้องเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (“MMOU”) (“IOSCO
International Organization of Securities Commissions (IOSCO) โดยเป็นพหุภาคีประเภท signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information