Re: Guidelines Relating to Operating Systems of Fund Management Business
Reporting the Results of Public Offering of Securities
Additional Rules on Foreign Companies Holding or to Hold Shares Being Securities Traded on Foreign Securities Exchange that Offer for Sale of Newly Issued Securities in Thailand
Additional Provisions relating to Offering for Sale of Units of Foreign Collective Investment Scheme
Detailed Rules on Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers and Underwriters limited to Investment Units and Derivatives Fund Management Companies and Provisions in Case..
Detailed Rules on Maintenance of Capital of Investment Advisors and Derivatives Advisors and Provisions in Case of Failure to Maintain Capital
Maintenance of Capital of Mutual Fund Management Companies, Private Fund Management Companies, Securities Brokers and Dealers, and Underwriters Limited to Investment Units and Derivatives Fund Management Companies
Maintenance of Capital of Investment Advisors and Derivatives Advisors
Re: Reporting of Information Disclosure of Debt Securities Issuers After Offer for Sale of Debt Securities (Codified)
Report of Important Events of Mutual Funds and Property Investment Trusts and Infrastructure Investment Trusts