. (Translation) -4- Clause 11. A securities company shall proceed as necessary for clients to obtain rights and benefits arising from securities or any instruments in the custody of securities company, or the
of specific risk in this clause mutatis mutandis . Clause 23. Derivatives broker shall have examination system to ensure that the person order derivatives broker to proceed with the customer property
broker shall have examination system to ensure that the person order derivatives broker to proceed with the customer property is the actual owner of the account or is the person who is authorized in
broker shall have examination system to ensure that the person order derivatives broker to proceed with the customer property is the actual owner of the account or is the person who is authorized in
where the claimant does not make correction or addition within such period of time, it shall be deemed that the claimant no longer intends to proceed the arbitral process and the Office shall terminate
on which the Office notifies the claimant. In cases where the claimant does not make correction or addition within such period of time, it shall be deemed that the claimant no longer intends to proceed
on which the Office notifies the claimant. In cases where the claimant does not make correction or addition within such period of time, it shall be deemed that the claimant no longer intends to proceed
operator shall proceed as follows: (1) screening and selecting foreign securities business operator that is credible and able to give advice under the law supervising business operator in such foreign
advice for clients. Clause 13/16 A securities company licensed to undertake the securities brokerage business and providing advice to client by foreign securities business operator shall proceed as follows
advice for clients. Clause 13/16 A securities company licensed to undertake the securities brokerage business and providing advice to client by foreign securities business operator shall proceed as follows