the Securities and Exchange Act B.E. 2535 (1992); (7) a company issuing listed securities; (8) a company whose securities are traded in securities trading center; (9) a trust under the law governing
), which is punishable under Section 274. In addition, the responsible management may be liable to punishment as prescribed by law. The SEC shall consider further legal action in due course
. Meanwhile, the given information must be true. Nonetheless, giving false information to the SEC or the DSI constitutes violation of law and subject to criminal penalties.
transfer of proceeds from PVD to Retirement Mutual Fund (RMF) in preparation for the amendment to law on provident fund. The proposal aims to provide PVD members unable or not intending to maintain their
Age and Role of Securities Regulators” ให้แก่ผู้บริหารและพนักงาน ก.ล.ต. โดยมี ดร.ปิติ เอี่ยมจำรูญลาภ ผู้อำนวยการหลักสูตร LL.M.Business Law (International Program) คณะนิติศาสตร์ จุฬาลงกรณ์มหาวิทยาลัย
service and digital asset fund manager to the scope of digital asset business under supervision of the Digital Asset Business Law, to ensure the SEC’s appropriate supervision of digital asset businesses
securities outside the stock exchange if abiding by the regulations, conditions and procedures set by the SEC Office. Earlier, the law prohibited such companies to trade securities outside the stock
compliance with the law. Thus, the offenders became subject to the penalties under Section 300 in conjunction with Section 33, and liable to the penalties under Section 268 of the SEA. The total fine amount
นิติศาสตร์บัณฑิต จากมหาวิทยาลัยธรรมศาสตร์ ปริญญาโท Master of Laws (Trade Practices Law) จาก The University of Sydney ออสเตรเลีย ปัจจุบันดำรงตำแหน่งเลขาธิการคณะกรรมการกฤษฎีกา สำนักงานคณะกรรมการกฤษฎีกา และ
solicitation. For inquiries or tips on suspicious activities, please contact SEC Help center via SEC website or Hotline 1207. If any possible violations of law under supervision of other agencies are found