. Approach to solve problems immediately regarding keeping the client’s assets. 5. Person responsible for taking client complains about the custodian practices. Chapter 2 Internal Control System to Prevent the
the said Act prohibits any securities company from taking purchase orders or sales orders from customers outside its head office or branch office premises, except the Office prescribes otherwise
the said Act prohibits any securities company from taking purchase orders or sales orders from customers outside its head office or branch office premises, except the Office prescribes otherwise
agreement is reasonably higher than purchase price of the securities provided that the difference shall be calculated from discount rate of purchased securities (initial margin) specified by taking into
provided that the difference shall be calculated from discount rate of purchased securities (initial margin) specified by taking into account risk factors associated with the counterparty and purchased
provided that the difference shall be calculated from discount rate of purchased securities (initial margin) specified by taking into account risk factors associated with the counterparty and purchased
course of business due to all transactions are taking to supporting the business operation and also the terms and conditions are satisfied. 8. The Board of Directors had approved the date of the Annual
conducted transparently and legitimately by mainly taking into account the benefits of the nation. In this regard, EXAT and the Company/the subsidiary have reached a mutual agreement to settle the disputes in
discount for sales of the UNIXX South Pattaya project as well as the transfer of the project with low GPM project as described above. If not taking the 2 projects into account, the Company would have a GPM
the resolution of the Council of Ministers and shall be authorized to approve details of the agreements, as well as taking any necessary actions in order to sign the agreements with EXAT until