Worth Investor 17/08/2012 01/09/2012 5. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis
/09/2012 3. Notification of Capital Market Supervisory Board 93/2552 Re : Rules for Undertaking Derivatives Brokerage Business Overseas for derivatives Brokers (Synopsis) 12/05/2012 16/05/2012 4
Determination of Other Financial Institutions Applying for Securities Business Licenses pursuant to the Ministerial Regulation Concerning Granting of Approval for Undertaking Securities Business B.E. 2551 (2008
Securities and Exchange Act 2535 113 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses
-high Net Worth Investor and High Net Worth Investor 08/02/2017 16/02/2017 3. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and
Securities and Exchange Act 2535 114 12/03/1992 16/05/1992 2. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses
High Net Worth Investor 08/02/2017 16/02/2017 3. Notification of the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses 23/11
the Securities and Exchange Commission KorThor. 18/2554 Principles for Undertaking Securities and Derivatives Businesses 23/11/2011 01/12/2011 3. Notification of Capital Market Supervisory Board
/2000 2. Notification of the Office of the Securities and Exchange Commission SorKhor./Nor. 4/2549 Re: Operating System Relating to the Undertaking of Fund Management Business 08/03/2006 16/04/2006
trustworthiness in regard of undertaking such securities businesses; "major shareholder" means any person directly or indirectly holds shares of securities company exceeding ten percent of voting shares of such