such orders, paid the subscription money and accepted redemption money without making any objection. The total accumulated trading value was more than 800 million baht. The misconduct above led to the
conduct must be as strict as those imposed on the sale of high-risk products and the associated risks must be clearly disclosed; (8) Debt issuers must use the raised money to repay for the earlier
conversion price. The said instruments will be permissible for investment of mutual funds, except money market funds, under certain investment limit. The relevant regulations are expected to become effective
Following the investor’s complaint and SEC’s further investigation, it was found that Somchai had committed wrongful acts against the investor’s assets. In so doing, he withdrew money from the
the SEA to the Anti-Money Laundering Office (AMLO) because such offenses are predicate offense under the Anti-Money Laundering Act B.E. 2542 (1999) and the Amendments thereto. In any case, filing
SME ในงาน “มหกรรมการเงิน Money Expo 2021” ตั้งแต่วันพฤหัสบดีที่ 12 พฤษภาคม - วันอาทิตย์ที่ 15 พฤษภาคม 2565 ณ อาคารชาเลนเจอร์ 2 - 3 อิมแพ็ค เมืองทองธานี โดยรายละเอียดกิจกรรมต่าง ๆ จะแจ้งให้ทราบอีก
operating result in 3Q2020, the total transaction amount was Bt9,987mn, increasing 10.1% QoQ. The total usage amount increased from both top up and payment services by bt6,895mn. and the money transfer
) |- Branch Offices / Representative Offices (Section 92, 93) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information
) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration |- Appeal |- Others | - |- Public
) | - |- Branches (Section 92) | - |- Representatives Offices Establishment (Section 93) |- Complaint Handling |- Anti-money Laundering |- Information Technology |- Business Continuity Management (BCM) |- Arbitration