company shall keep records of investment advice, trading instruction and negotiations regarding securities investment with the clients for at least three month from the date which the action take place
rights arising from a suretyship, such rights shall pass to the transferee on each transfer through until the special purpose juristic person. Section 17. The transfer and change of registered records
transfer and change of registered records concerning assets under an approved project shall be exempt from any fees which, no matter what law in which they are stipulated The provisions of the first
records of the Asset Owners’ and Asset Managers’ assets, or who undertake functions mandated by Asset Owners and Asset Managers to support their activities. Asset Owners may directly apply their commitment
โดยระบุแยกระดับขั้นย่อยของแต่ละตำแหน่ง (ถ้ามี) ** โดยระบุขอบเขตและลักษณะงานที่ได้รับมอบหมายของแต่ละตำแหน่ง (job description) *** สามารถระบุจำนวนปีของประสบการณ์เป็นช่วงเวลาได้ **** ตัวอย่างเช่น สำนักงาน
บัญชีแต่ละแห่งโดยระบุแยกระดบั ขั้นย่อยของแต่ละต ำแหน่ง (ถ้ำมี) ** โดยระบขุอบเขตและลักษณะงำนที่ได้รับมอบหมำยของแต่ละต ำแหน่ง (job description) *** สำมำรถระบุจ ำนวนปขีองประสบกำรณ์เป็นช่วงเวลำได้ **** ตัวอ
the company, regardless of the job title; (8) “Fund Manager” means fund manager approved by the Office of the Securities and Exchange Commission according to the notification of the SEC Office governing
of the job title; (8) “Fund Manager” means fund manager approved by the Office of the Securities and Exchange Commission according to the notification of the SEC Office governing rules, conditions, and
of the job title; (8) “Fund Manager” means fund manager approved by the Office of the Securities and Exchange Commission according to the notification of the SEC Office governing rules, conditions, and
qualified to be appointed as fund manager; (4) “Manager” means a person assigned by the board of directors to take the highest responsibility in managing the company, regardless of the job title; (5