a financial advisor on the list approved by the SEC Office except for the registration statement and draft prospectus for an offer for sale of newly issued shares of 10 Amended by the Notification of
Exchange of Thailand (SET) and to hold the shareholders’ meeting for the ratification of the aforementioned transaction. Moreover, the Company is required to appoint an independent financial advisor to give
Exchange of Thailand (SET) and to hold the shareholders’ meeting for the ratification of the aforementioned transaction. Moreover, the Company is required to appoint an independent financial advisor to give
management committee, an investment committee, or an operation supervisory committee, or advisor to such committees. (4) 3 Repealed. (4) (5) “departmental director” means any person who is responsible for the
committee, operation supervisory committee, as well as advisor to such committees. 1 Added by the Notification of the Capital Market Supervisory Board No. TorThor/Nor/Khor. 6/2553 Re: Qualifications and
connected transaction of the Company, to the SET forthwith, with the minimum particulars as required by the Notifications on Connected Transactions; (2) To appoint an independent financial advisor to perform
> ผู้ประกอบธุรกิจตัวกลาง > สรุปหลักเกณฑ์ กฎเกณฑ์ SHARE : Detail Content ผู้้ประกอบธุรกิจตัวกลาง สรุปหลักเกณฑ์ Outsource การแต่งตั้งที่ปรึกษาทางการลงทุน (Investment Advisor: IA) ตามมาตรา
business, employee, staff, advisor earning regular monthly salary, controlling person during the period of two preceding years. Relaxation of this requirement is in the case where the person is retired as a
ทุนสินทรัพย์ดิจิทัล (private fund management) และที่ปรึกษาสินทรัพย์ดิจิทัล (investment advisor) ต้องได้รับใบอนุญาตจากรัฐมนตรีว่าการกระทรวงการคลัง และต้องปฏิบัติตามหลักเกณฑ์ วิธีการ และเงื่อนไขในการ
-incompetent person; (2) I am a person not eligible to serve as director, manager, person with managerial authority or advisor of financial institution because of the possession of prohibited characteristics