Boongate Vice - Chairman 31,000,000 1.978 3. Mr. Vasun Jaroenavarat Director 31,000,000 1.978 4. Mr. Wanthana Jaroennawarat Managing Director 31,497,600 2.010 5. Mr. Suthep Chaipattanavanich Director - - 6

. Yupaporn Boongate Vice - Chairman 31,000,000 1.978 3. Mr. Vasun Jaroenavarat Director 31,000,000 1.978 4. Mr. Wanthana Jaroennawarat Managing Director 31,004,000 1.979 5. Mr. Suthep Chaipattanavanich

to Appoint a Personnel to be a Director or a General Manager of the Securities Business B.E. 2553 dated 1 February B.E. 2553 ; (2) Notification of the Office of the Securities and Exchange Commission

to Appoint a Personnel to be a Director or a General Manager of the Securities Business B.E. 2553 dated 1 February B.E. 2553; (2) Notification of the Office of the Securities and Exchange Commission

The four persons under the criminal complaint were: (1) {A}, then {X1} Vice President, Vice Executive President, Chief Executive Officer and Managing Director, (2) {B}, then {X1} Executive

executive in a securities issuing company between 14/12/2018 and 13/12/2019     - a bar from serving as a director or executive in a securities company between 14/12/2018 and 13

of 1,000,000.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 28/11/2019 and 27/11/2021     

1,121,150.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 03/12/2019 and 02/02/2021     - a bar from

the Civil Penalty Committee as follows :     - a civil monetary penalty of 1,000,000.00 Baht     - a bar from serving as a director or executive

1,905,262.00 Baht     - a bar from serving as a director or executive in a securities issuing company between 13/01/2021 and 12/03/2022     - a bar from