financial statement for Q2/2016 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,697,000 and a further fine of Baht 1,000 each day
specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified period. The
reviewed financial statement for Q2/2016 to the SEC and the SET within the specified period. The Criminal Court sentenced the accused to pay a total fine of Baht 1,680,000 and a further fine of Baht 1,000
the specified rules; and has failed to supervise AIE to submit the reviewed financial statement for Q1/2016, the reviewed financial statement for Q2/2016 to the SEC and the SET within the specified
Daol Securities (Thailand) Public Company Limited Between November 11, 2017 and May 17, 2021 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply
Mr.Phanit Mr.Phanit (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Thanapol Mr.Thanapol (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
Mr.Prasert Mr.Prasert (surname not available), jointly with other alleged persons, operated mutual fund management in Thailand under the name of "Standard Morgan" without proper licenses
UOB Asset Management (Thailand) Company Limited UOB Asset Management (Thailand) Company Limited, a fund management company, disclose investment information which is failed to comply with the rules
Miss Vannachan Ungthavorn Miss Vannachan Ungthavorn, Deputy chief investment officer and a deputy fund manager who is responsible for the operation of UOB Asset Management (Thailand) Company Limited