does not result in any material change of the qualifications stated in the application. Clause 26 Any licensee of derivatives business in the category of derivatives brokerage which is a company newly
. ภายหลงัจากท่ีไดล้งทุนในหน่วยลงทุนนั้นแลว้ ตอ้งใหข้อ้มูลหรือค าแนะน า ท่ีมีผลต่อการตดัสินใจลงทุนอยา่งต่อเน่ือง เช่น material event เป็นตน้ (3.4) ตอ้งใชว้ิจารณญาณในการใหค้ าแนะน า หากเป็นการใหค้ าแนะน
the category of requiring the issuer to distribute the fact sheet, the securities underwriter shall circulate such document with the same material information of the registration statement in the form
distribute the fact sheet, the securities underwriter shall circulate such document with the same material information of the registration statement in the form of printed document or compact disc together
pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551, Re: Rules on Entering into Material Transactions Deemed as an Acquisition or Disposal of Assets, and the
acquisition of assets pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551, Re: Rules on Entering into Material Transactions Deemed as an Acquisition or Disposal of Assets
acquisition of assets pursuant to the Notification of the Capital Market Supervisory Board No. TorChor. 20/2551, Re: Rules on Entering into Material Transactions Deemed as an Acquisition or Disposal of Assets
บัเหตุการณ์ ส าคญัท่ีอาจส่งผลกระทบต่อผลิตภณัฑใ์นตลาดทุนหรือบริการแต่ละประเภท (material event) (ถา้มี) (3) กระบวนการในการยนืยนัตวัตนของลูกคา้ (authentication) ท่ีเหมาะสมและน่าเช่ือถือ เพื่อใหม้ัน่ใจวา่การ
considered as the disposition of assets category 1 - 4 under the Notification of the Capital Market Supervisory Board No. Tor Jor 20/2551 Re: Rules on Entering into Material Transactions Deemed as Acquisition
an account that has a reasonable possibility of containing a material misstatement regardless of the effect of control Professional Judgment • The application of relevant knowledge and experience in