number that exceeds a specified number; (2) the mutual fund’s loan policy; (3) issuance of investment units, including a requirement that the management company will list on the Stock Exchange of Thailand
unitholders, otherwise shall assign to the Stock Exchange of Thailand or a licensed securities registrar pursuant to the Securities and Exchange Act B.E. 2535 (1992) to prepare such registration on behalf of
principal assets of mutual fund; "Exchange" means the Stock Exchange of Thailand; "major investor" means a person having any of the following characteristics: (1) persons who have acquired the initial units
Governance is an international standard adopted by many countries. The Stock Exchange of Thailand, for example, applied them to the making of the SET Corporate Governance Guidelines for Listed Companies
, directors, executives, or the related persons must be passed through approval procedures as defined in , for example, by the articles of corporation, the regulation of the Stock Exchange of Thailand and SEC
the Stock Exchange of Thailand, the market price and the date on which the market price is used as reference price and a method of calculation of such market price; (e) name and address of securities
discloses or submits personal data for use in the personal data processing activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry
activities in accordance with its responsibilities and the relevant agencies as follows: Stock Exchange of Thailand; Finance Ministry; Bank of Thailand; Office of Insurance Commission; Other agencies, for
นวนสัญญาซ้ือขายล่วงหนา้ท่ีผูไ้ดรั้บ ใบอนุญาตใหบ้ริการในศูนยซ้ื์อขายสัญญาซ้ือขายล่วงหนา้ ทั้งน้ี ในกรณีท่ีเป็นสัญญาซ้ือขายล่วงหนา้ท่ี อา้งอิงราคาหุน้รายตวั (single stock futures) ท่ีมีราคาไม่เกิน 100 บาท
ทรัพย์จากการเสนอขายหลักทรัพย์ที่ออกใหม่เนื่องจากการเป็นกรรมการหรือพนักงานของบริษัท (Employee Stock Option Plan) โดยการเสนอขายหลักทรัพย์ดังกล่าวกระทำได้โดยชอบด้วยกฎหมายหรือกฎเกณฑ์ของประเทศไทย หรือตามกฎหมาย